24 Oct 2017,
  • HSI:
    28,230.16 -75.72 (-0.27%)
    HSCI:
    11,450.05 -41.02 (-0.36%)
    HKSPLC25:
    36,193.18 -135.05 (-0.37%)
    HKSPGEM:
    277.35 0.10 (0.04%)
  • HSCEI:
    11,450.05 -41.02 (-0.36%)
    HSCCI:
    4,382.36 -11.81 (-0.27%)
    HSFML25:
    9,942.12 -20.22 (-0.20%)
    H-FIN:
    18,452.38 -40.18 (-0.22%)
  • Hang Seng Index
  • 28,233.16

  • -72.72 (-0.26%)
HSCI 11,450.1 -41.0
HKSPLC25 36,193.2 -135.1
HKSPGEM 277.4 0.1
HSCEI 11,450.1 -41.0
HSCCI 4,382.4 -11.8
HSFML25 9,942.1 -20.2
H-FIN 18,452.4 -40.2
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Haitong International Securities Group Limited (00665.HK)

Financial Services

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PRESENTATIONSmore

Haitong International Securities Group Limited (“Haitong International”; Stock Code: 665.HK) is an international financial institution with established presence in Hong Kong and a rapidly expanding network across the globe. It strives to serve as a bridge linking up the Chinese and overseas capital markets. Haitong International is a subsidiary of Haitong International Holdings Limited, a company incorporated in Hong Kong in 2007 and wholly owned by Haitong Securities Co., Ltd. (“Haitong Securities”, Stock Code: 600837.SH; 6837.HK).

To date, Haitong International has well positioned to serve more than 190,000 corporate, institutional and retail clients worldwide. Its well established investment banking business platform provides corporate finance, brokerage, asset management, fixed income, currency and commodities (FICC), institutional equities and a full spectrum of financial products and services. Haitong International possesses a sound risk management system that is in line with international standards. In 2014, it became the first Chinese financial institution in Hong Kong to have been assigned a “BBB” long-term credit rating by Standard and Poor’s. The company became one the principle stocks of Hang Seng Composite SmallCap Index in 8th September 2015, and is also an eligible stock under the Shanghai – Hong Kong Stock Connect....
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Dr. LIN Yong - Executive Director

LIN Yong, aged 46, was appointed as an Executive Director of the Company on 23 December 2009 and the Joint Managing Director of the Company on 10 March 2010. He has been a Deputy Chairman of the Board of Directors and the Managing Director of the Company as well as the Chief Executive Officer of the Group since 29 April 2011. He is also the Chairman of the Executive Committee as well as a member of the Strategic Development Committee of the Company. In addition, Mr. Lin is a director of various subsidiaries of the Company. Mr. Lin holds a Doctorate Degree in Economics from Xi’an Jiaotong University and has over 20 years of experience in the investment banking industry. Mr. Lin joined HSCL in 1996 and was a general manager of the Investment Banking Department of HSCL from 2001 to 2007. He has been appointed as an assistant to general manager of HSCL with effect from 30 December 2014 and the chief executive officer of HTIH since 2007. He is responsible for the overall operation of HTIH and the business development of the Group. In 2006, Mr. Lin was named “2006 Top Ten Outstanding Young Person in Financial Sector in Shanghai” (2006年上海首屆十大金融傑出青年) and was honoured as the “2014 Shanghai Financial Industry Leader” (2014滬上金融行業領袖) in 2014. He acts as an adjunct professor in Management College of Xiamen University since 12 May 2010. Mr. Lin has been appointed as an independent non-executive director of Zhongsheng Group Holdings Limited (“Zhongsheng Group”) with effect from 31 March 2014, the shares of Zhongsheng Group are listed on The Stock Exchange of Hong Kong Limited.

Dr. LI Jianguo - Executive Director

LI Jianguo, aged 52, was appointed as an Executive Director of the Company on 13 January 2010 and a Deputy Chairman of the Board of Directors of the Company on 10 March 2010. He is also a member of the Strategic Development Committee of the Company. Mr. Li holds a Doctorate Degree in Economics from Xi’an Jiaotong University. He has 24 years of experience in the securities industry. Mr. Li was a general manager of Henan Securities Co., Ltd. from 1992 to 1998. He joined Haitong Securities Co., Ltd. (“HSCL”) in 1998 and served as the deputy general manager of HSCL from 1998 to 1999. Mr. Li was the vice president and the general manager of Fullgoal Fund Management Co., Ltd. from 1999 to 2008. Mr. Li has been the assistant to the general manager of HSCL and the chairman of the board of directors of Haitong International Holdings Limited (formerly known as “Hai Tong (HK) Financial Holdings Limited”) (“HTIH”) since 2008 and the deputy chairman of the board of directors of HTIH since 9 August 2010.

Mr. HUI Yee Wilson - Executive Director

HUI Yee Wilson, aged 56, joined the Group in 1995 and was appointed as an Executive Director of the Company on 29 April 2011. He is the Director of Sales and Marketing for the Group as well as a member of the Executive Committee of the Company. In addition, Mr. Hui is the Managing Director of Haitong International Futures Limited and Haitong International Securities Company Limited. He is also a director of various subsidiaries of the Company and a responsible officer of Haitong International Futures Limited, Haitong International Securities Company Limited and Haitong International Consultants Limited under the Securities and Futures Ordinance. Mr. Hui is responsible for the development and management of the Group’s retail brokerage business. Mr. Hui holds a Bachelor Degree in Economics and Management Studies from The University of Hong Kong. Before joining the Group, Mr. Hui possessed 14 years of experience in the banking and securities industries. He is currently a member of the Hong Kong Institute of Directors and the Hong Kong Securities Institute as well as a director of The Hong Kong Association of Online Brokers Limited.

Mr. JI Yuguang - Non-Executive Director

JI Yuguang, aged 58, was appointed as a Non-executive Director of the Company on 13 January 2010 and the Chairman of the Board of Directors of the Company on 29 April 2011. He is also the Chairman of the Nomination Committee and the Strategic Development Committee and a member of the Remuneration Committee of the Company. Mr. Ji obtained a bachelor’s degree in economics from Beijing Finance & Commerce College in July 1983 and graduated with a major in economy management as a postgraduate from Party School of Central Committee of the CPC in June 1999. He has 33 years of experience in the finance and commerce industry. Mr. Ji had worked for Beijing Municipal Planning Economy Committee (currently known as “Beijing Municipal Committee of Development and Reform”) for 6 years and Bank of Communications Beijing Branch for 8 years. Mr. Ji joined HSCL in 1995 and was the general manager of HSCL Beijing Langjiayuan Branch from 1995 to 1997. Mr. Ji has been the deputy general manager of HSCL since 1997 and a director of the Overseas Business Committee of HSCL since February 2011. In addition, Mr. Ji has been a director of HTIH since 9 August 2010 and the chairman of the board of directors of HTIH since 17 March 2011.

Mr. POON Mo Yiu - Non-Executive Director

POON Mo Yiu, aged 51, joined the Group in August 2008 and was appointed as an Executive Director of the Company on 1 July 2009 and was the Chief Operating Officer of the Group as well as a member of the Executive Committee of the Company prior to his re-designation as a Non-executive Director on 16 February 2016. He is currently an Executive Board Member and the Chief Financial Officer of Haitong Bank S.A., a wholly-owned subsidiary of HTIH. Mr. Poon holds a Master of Business Administration Degree from The Chinese University of Hong Kong. He is a fellow of both the Association of Chartered Certified Accountants and the Hong Kong Institute of Certified Public Accountants (“HKICPA”) and a member of the Institute of Chartered Accountants in England & Wales. Mr. Poon has extensive experience in financial management, management of information systems, accounting projects as well as various aspects of mergers and acquisitions. Prior to joining the Group, Mr. Poon worked for Sun Hung Kai & Co. Limited as the Group Chief Operating Officer and the Group Chief Financial Officer. He was also previously the Vice President in Finance of JPMorgan Chase Bank and the Group Financial Controller of Jardine Fleming Group in Asia before its merger with JPMorgan Chase Bank.

Mr. CHENG Chi Ming Brian - Non-Executive Director

CHENG Chi Ming Brian, aged 33, joined the Group in June 2009 and was appointed as an Executive Director of the Company on 1 July 2009. He was re-designated as a Non-executive Director of the Company on 13 January 2010. Mr. Cheng is also a member of the Remuneration Committee and the Strategic Development Committee of the Company. Mr. Cheng holds a Bachelor of Science Degree from Babson College in Massachusetts, U.S.A. Mr. Cheng is currently an executive director of NWS Holdings Limited, chairman and non-executive director of Integrated Waste Solutions Group Holdings Limited, non-executive director of Newton Resources Ltd., Wai Kee Holdings Limited and Beijing Capital International Airport Company Limited. The shares of all these companies are listed on The Stock Exchange of Hong Kong Limited. Mr. Cheng is also a director of certain subsidiaries of NWS Holdings Limited. He is mainly responsible for overseeing the infrastructure business and the merger and acquisition affairs of NWS Holdings Limited and its subsidiaries. In addition, Mr. Cheng is a director of Sino-French Holdings (Hong Kong) Limited, Sino-French Energy Development Company Limited, The Macao Water Supply Company Limited as well as a director of a number of companies in Mainland China. Mr. Cheng has previously worked as a research analyst in the Infrastructure and Conglomerates sector for CLSA Asia-Pacific Markets.

Mrs. WANG Meijuan - Non-Executive Director

WANG Meijuan, aged 51, was appointed as a Non-executive Director of the Company on 1 September 2012 and is a member of the Audit Committee and the Risk Committee of the Company. She holds a Bachelor Degree and a Master Degree from the Shanghai University of Finance and Economics. Ms. Wang is a senior accountant in the People’s Republic of China and possesses the qualification of securities practitioner in the People’s Republic of China. She has worked as a lecturer for the department of management engineering of the Shanghai Institute of Building Materials and the senior manager of Da Hua Certified Public Accountants Co. Ltd. Ms. Wang has over 15 years of experience in the securities industry. From May 2001 to June 2003, she worked respectively as the assistant to the general manager and the deputy general manager of the audit department of Haitong Securities Company Limited. After joining HSCL in July 2003, Ms. Wang has worked as the deputy general manager of the monitoring and audit department, the deputy general manager of the risk control headquarters and the chief inspector and the deputy general manager for risk control. Currently, Ms. Wang is respectively a director and the chief supervisor of Haitong Capital Investment Co., Ltd. and Haitong Futures Co., Ltd., the group companies of HSCL, and a member of the Brokerage Business Committee of HSCL and the general manager of the audit department of HSCL.

Mr. William CHAN - Non-Executive Director

William CHAN, aged 49, was appointed as a Non-executive Director on 2 January 2015 and is the Chairman of the Risk Committee and a member of the Strategic Development Committee of the Company. He is also the Chief Executive Officer and Chief Investment Officer of Harveston Asset Management Pte. Ltd., a joint venture company of Haitong International Investment (Singapore) Pte. Ltd., an indirect wholly-owned subsidiary of the Company. Mr. CHAN was awarded a Master of Business Administration Degree from National University of Singapore and a Bachelor Degree in Shipbuilding from Dalian University of Technology in China. He is currently the Investment Director of Tze San Investment Pte Ltd and has extensive experience in equity and bond analysis, trading and portfolio construction, currency trading, distress investment, quantitative research and derivative trading. Mr. CHAN previously worked for China Aviation Oil (Singapore) Pte Ltd as Head of Strategic Investment. He was also previously the Credit and Finance Manager of treasury department and financial risk unit for Asia Pacific of Dow Chemical Singapore.

Mr. TSUI Hing Chuen William JP - Independent Non-Executive Director

TSUI Hing Chuen William JP, aged 64, was appointed as an Independent Non-executive Director of the Company on 1 July 2004 and is the Chairman of the Remuneration Committee, a member of the Audit Committee and the Nomination Committee of the Company. Mr. Tsui is the founder partner of Messrs. Lo, Wong & Tsui, Solicitors & Notaries since 1980. He has been a solicitor of the High Court of Hong Kong since 1977, a solicitor of the Supreme Court of England & Wales since 1980 as well as a barrister and solicitor of the Supreme Court of Victoria, Australia since 1983. He has also been an advocate and solicitor of the Supreme Court of Republic of Singapore since 1985 and a notary public appointed by the Archbishop of Canterbury, England since 1988. Mr. Tsui was appointed as a Justice of the Peace by the Government of Hong Kong in 1997. He was admitted to the Roll of Honour of The Law Society of Hong Kong in 2013. Mr. Tsui is currently an independent non-executive director of International Entertainment Corporation, Mongolia Energy Corporation Limited and Vision Values Holdings Limited (formerly known as “New World Mobile Holdings Limited”). The shares of all these companies are listed on The Stock Exchange of Hong Kong Limited.

Mr. LAU Wai Piu - Independent Non-Executive Director

LAU Wai Piu, aged 51, was appointed as an Independent Non-executive Director of the Company on 1 December 2006 and is a member of the Audit Committee, the Nomination Committee, the Remuneration Committee and the Risk Committee of the Company. Mr. Lau is a member of the HKICPA and a fellow of the Association of Chartered Certified Accountants. He possesses over 20 years of extensive experience in accounting and financial management. Mr. Lau is currently an independent non-executive director of International Entertainment Corporation, Mongolia Energy Corporation Limited and Vision Values Holdings Limited (formerly known as “New World Mobile Holdings Limited”). The shares of all these companies are listed on The Stock Exchange of Hong Kong Limited.

Mr. LIN Ching Yee Daniel - Independent Non-Executive Director

LIN Ching Yee Daniel, aged 53, was appointed as an Independent Non-executive Director of the Company on 31 December 2012 and is the Chairman of the Audit Committee of the Company. Mr. Lin graduated from the University of Oxford and obtained a Master of Arts in Engineering Science. He is a Certified Public Accountant (Practising) in Hong Kong and a member of the HKICPA and the Institute of Chartered Accountants in England and Wales. Mr. Lin is currently the managing partner of Grant Thornton Hong Kong Limited, a member firm of Grant Thornton International Ltd. During working in London of the United Kingdom and Hong Kong, he has gained over 30 years of experience in auditing, initial public offering, financial consulting and management and has been a partner in various large international accounting firms in Hong Kong. Mr. Lin is currently a member of the Professional Conduct Committee, the Mainland Development Strategies Advisory Panel and the Convenor of the Editorial Advisory Group of the HKICPA.

Dr. WEI Kuo-chiang - Independent Non-Executive Director

WEI Kuo-chiang, aged 65, was appointed as an Independent Non-executive Director of the Company on 31 December 2012 and is a member of the Remuneration Committee and the Risk Committee of the Company. He was awarded a Doctor of Philosophy Degree in Finance from the University of Illinois at Urbana-Champaign in the United States, a Master of Business Administration Degree in Finance from the National Chengchi University in Taiwan, and a Bachelor of Engineering Degree in Industrial Management from the National Taiwan University of Science and Technology. Mr. Wei is currently the Chair Professor of Finance and Director of Value Partners Center for Investing at the Department of Finance at The Hong Kong University of Science and Technology (“HKUST”). He previously acted as professor, associate professor and assistant professor of finance at a number of prestigious universities, including the University of Mississippi, the University of Miami and the Indiana University at Bloomington/Indianapolis in the United States as well as the HKUST, and also served as Director of the Center for Asian Financial Markets and Director of Master of Science (Financial Analysis)/ (Investment Management) Programs at the HKUST for many years. Mr. Wei has written a number of research papers on issues such as the United States and Global Capital Markets and Pricing of Assets and he was also a column writer on Hong Kong stock market and warrant trading for Hong Kong Economic Journal for many years. Moreover, he assisted to develop wealth management and investment models for, among others, Hang Seng Bank Limited and The Hongkong and Shanghai Banking Corporation Limited and also organized and conducted a consultancy project for the Government of Hong Kong and Asia-Pacific Economic Cooperation. Mr. Wei has been a council member of the Chinese Finance Annual Meeting and the Global Chinese Real Estate Congress since 2004 and 2008 respectively.

+ More Board of Directors
Risk Committee

List of Risk Committee Members and their Roles

The Risk Committee of Haitong International Securities Group Limited was established on 31 December 2015 and is currently composed of the following members:

     . Committee Members :

Non-executive DirectorMr. William CHANMs. WANG Meijuan

Independent Non-executive DirectorsMr. LAU Wai PiuMr. WEI Kuo-chiang

     . Chairman of the Committee :

Mr. William CHAN

     . Secretary of the Committee :

Ms. LAU Yik Chi

 
Nomination Committee

List of Nomination Committee Members and their Roles

The Nomination Committee of Haitong International Securities Group Limited was established on 30 March 2012 and is currently composed of the following members:

     . Committee Members :

Chairman and Non-executive DirectorMr. JI Yuguang

Independent Non-executive DirectorsMr. TSUI Hing Chuen, WilliamMr. LAU Wai Piu

     . Chairman of the Committee :

Mr. JI Yuguang

     . Secretary of the Committee :

Ms. LAU Yik Chi

     . 委員會秘書:

劉翊智小姐

 
Remuneration Committee

List of Remuneration Committee Members and and their Roles

The Remuneration Committee of Haitong International Securities Group Limited was established on 12 April 2005 and is currently composed of the following members:

     . Committee Members :

Chairman and Non-executive DirectorMr. JI Yuguang

Non-executive DirectorMr. CHENG Chi Ming

Independent Non-executive DirectorsMr. TSUI Hing Chuen, WilliamMr. LAU Wai PiuMr. WEI Kuo-chiang

     . Chairman of the Committee :

Mr. TSUI Hing Chuen, William

     . Secretary of the Committee :

Ms. LAU Yik Chi

 
Audit Committee

List of Audit Committee Members and their Roles

The Audit Committee of Haitong International Securities Group Limited was established on 17 July 1998 and is currently composed of the following members:

     . Committee Members :

Non-executive DirectorMs. WANG Meijuan

Independent Non-executive DirectorsMr. LIN Ching Yee, DanielMr. TSUI Hing Chuen, WilliamMr. LAU Wai Piu

     . Chairman of the Committee :

Mr. LIN Ching Yee, Daniel

     . Secretary of the Committee :

Ms. LAU Yik Chi

 
Memorandum of Association
 
List of Directors and their Roles and Functions
 

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WEBSITE

ir.htisec.com

COMPANY INFORMATION

Listed Date 25 Jun 2014

Address 22/F, Li Po Chun Chambers,189 Des Voeux Road Central,Hong Kong

Telephone (852) 2213 8678

Facsimile (852) 2234 9863

Email ir@htisec.com

No. of Click Rate

63002